Top Mistakes to Avoid During an Environmental Audit

Written By: Tate Hunter | Aug 30, 2024

Time to Read 11 Minutes





Getting an Environmental Audit? Don't Make These 10 Mistakes!

In today’s business world, staying ahead of environmental regulations isn’t just a smart move—it’s essential for long-term success. But navigating the complexities of compliance can feel overwhelming, especially if you’re not sure where to start. That’s where environmental audits come in, as valuable tools for streamlining your environmental program.

Before you dive into the audit process, though, it’s important to be aware of some common pitfalls that can trip up even the most diligent businesses. To help you get the most out of your audit, we’ve compiled a list of the top 10 mistakes to avoid. Whether you’re new to the process or just looking for a refresher, these insights will guide you toward a successful and productive audit experience.

Spoiler alert: you’ll probably notice a trend here—a lot of these mistakes can be avoided or easily solved by working with a good auditor. Here at RMA, we've spent decades conducting audits for all kinds of businesses across the country and beyond. So, if you're ready to skip ahead to the audit finish line - reach out to us at RMA for an environmental audit. We won't let you make these mistakes, we promise!

What Is an Environmental Audit, Anyway?

To start—this isn’t like getting a dreaded tax audit from the IRS! An environmental audit is an exercise that your business willingly undertakes to ensure you’re operating within the bounds of environmental regulations and best practices. Think of an environmental audit as a deep dive into your business’s eco-health. It’s a thorough, documented process where experts inspect your facility and evaluate how well you’re playing by the environmental rules.

The goal? To catch any environmental compliance slip-ups, spot risks, and identify opportunities to make your operations greener and cleaner. By staying proactive with audits, you can keep your operations running like a well-oiled (but environmentally friendly) machine.

But beyond just compliance, environmental audits are a strategic tool for your business. They can uncover inefficiencies, reduce waste, and even highlight opportunities for cost savings. You’re not just avoiding penalties—you’re actively improving your business’s performance. In the long run, these audits help you build a stronger, more resilient company that’s prepared to meet both regulatory demands and the expectations of an increasingly eco-conscious market.

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Top Mistakes to Avoid During an Environmental Audit

Before diving into an environmental audit, it’s crucial to be aware of some common pitfalls that can trip up even the most well-intentioned businesses.

To help you navigate the process smoothly and get the most out of your audit, here’s a rundown of the top 10 most common problems that we see businesses make — and how to avoid making them for yours!

1. Hiring the Wrong Auditor

We're starting out with a biggie! Choosing an auditor who doesn’t know the environmental regulations and problems you face is like an Italian restaurant hiring a chef who can’t cook pasta. A qualified environmental consultant brings the expertise you need to spot hidden issues and gives you advice that actually makes sense for your business.

Don’t skimp here—your future self will thank you for investing in the right expert, one who knows your industry and the environmental hurdles you face. And, bonus - a good consultant will also help you avoid all the other mistakes on this list! Shameless plug - we're experts at environmental audits. If you're ready to get started with professional auditors with decades of experience helping businesses like yours, reach out today!

2. Skipping the Prep Work

Not prepping for an audit is like showing up to a job interview in your pajamas—definitely not recommended. If you aren’t prepared, chances are your auditor won’t be either, because they'll be relying on you to provide as much information as possible ahead of time. For instance, when we conduct audits, we frequently ask for any environmental paperwork you can provide up-front. We'll want to review things like your environmental permits, past reports, inspection records, violation notices, etc. before we begin so we have a clear picture of your facility before ever stepping foot on-site.

Whether you're considering RMA as your auditor or you're exploring other options, the message is the same. Your consultant is there to help you, but they need you to set them up for success by doing a bit of behind-the-scenes work ahead of time. The more you prepare, the better they can do their job.

Environmental audit preparation - inspecting facility documentation

3. Forgetting to Define the Scope

This is your audit, so it’s all about what you need to focus on. Think of it like going to the mechanic—are you looking for a full inspection of your entire vehicle, or do you just want to give that saggy bumper a lift? The same principle applies here. Are you doing a comprehensive audit of all your operations, or are you zeroing in on something specific like waste management?

It’s your role (ideally with some advice from your consultant - we're happy to help!) to determine exactly what you’re trying to accomplish. Define the scope ahead of time so that both you and your auditor are on the same page, with a clear understanding of the mission and goals. This way, your audit stays focused and productive, delivering the insights you actually need.

4. Viewing the Audit Only as a Compliance Exercise

Piggybacking from #3, here's our take on scope: more is usually, well, more! One of the most common misconceptions about environmental audits is that they’re solely about ticking the compliance boxes and making sure you’re following the regulations. While compliance is undoubtedly a crucial aspect, an environmental audit can be so much more than just a regulatory check—it can be a powerful tool for elevating your entire environmental program.

When approached with a broader perspective, an audit can help you go above and beyond compliance by establishing an Environmental Management System (EMS), identifying ways to start new sustainability initiatives, and more! In other words, don’t just focus on what you have to do—consider what you could do to make your operations greener, more efficient, and more resilient in the long term. With the right approach, your audit can become a catalyst for positive change, helping you build a stronger, more forward-thinking environmental strategy and culture.

5. Hiding Existing Problems

The whole point of an environmental audit is to help you identify and address issues that need fixing and opportunities for improvement. So, trying to hide existing problems totally defeats the purpose of getting an audit in the first place! If you already know there's an issue, be sure to bring it to your consultant’s attention.

They’re there to help you, not to judge or penalize you. From our perspective as auditors, your success is our success, and that's made a lot harder if we're kept in the dark! By being upfront, you give your consultant the opportunity to fully explore the problem and work with you to find the best solution. Remember, transparency during an audit is your best strategy for making real improvements.

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6. Not Defining How You'll Recieve Findings

One crucial aspect of an environmental audit that often doesn't get enough attention is deciding how you want to receive the findings. Frequently, you'll receive a written report that outlines what was found during the audit. In some cases, though, having a detailed written report of your environmental issues can be a liability. Imagine you’ve hired an expert to critique your driving—you probably wouldn’t want a report outlining every time you sped or failed to signal sitting in your glove box, especially if you ever get pulled over. The same goes for an environmental audit. A written record of your problems could be a red flag if an inspector happens to drop by.

You have options. You might prefer to receive a verbal report over a conversation, ensuring that sensitive information stays strictly between you and your consultant. Another strategy could be hiring an environmental lawyer to act as a middleman, giving you the added protection of attorney-client privilege. This way, your findings are documented in a way that’s safer for your business. Defining how you want to receive audit findings is essential to protecting your company while still getting the insights you need to improve.

7. Sweeping Small Issues Under the Rug

It’s easy to brush off those minor non-compliance issues found during an audit, thinking they’re too small to matter, or you'll deal with them later. However, what seems insignificant now could turn into a major compliance violation, leading to hefty fines, legal troubles, or even operational shutdowns.

It’s like that tiny crack in your windshield—ignore it long enough, and it’ll spread until you’re dealing with a costly replacement instead of a simple repair. By addressing every issue, no matter how small, you’re safeguarding your business against potential risks. Remember, the goal of an audit isn’t to get through it unscathed—it’s to ensure your operations are compliant and sustainable long-term.

8. Skimping on Employee Training

During an audit, one of the most valuable insights you might gain is that your team needs additional environmental training. This isn’t something to brush off or put on the back burner—investing in your people is crucial for the success of your environmental initiatives. Your staff are the backbone of your environmental program. They’re the boots on the ground, making daily decisions that can either steer your company toward compliance or veer it off course.

Think about it: no matter how robust your environmental policies are, they’re only as effective as the people implementing them. If your staff isn’t fully up to speed on the latest regulations, best practices, or even the specific environmental goals of your company, mistakes are bound to happen. Your consultant can often provide or recommend the necessary training, so take advantage of their expertise to ensure your team is ready for the next audit.
Environmental training for industrial employees by oil drums

9. Dropping the Ball on Follow-Ups

The audit might be over, but that doesn’t mean your work is done. In fact, the real challenge begins once the audit report is in your hands. Ignoring the findings is like getting a to-do list and tossing it in the trash—completely counterproductive. Those audit results are a roadmap to improving your environmental performance and compliance, highlighting areas where your business needs attention. If you don’t act on them, you’re essentially leaving potential risks unchecked, which could lead to recurring issues, increased scrutiny from regulators, or even fines down the line.

This is where your consultant becomes an invaluable partner. They’re not just there to point out what’s wrong; they’re there to help you prioritize the necessary actions and tackle follow-ups efficiently. Whether it’s guiding you on which issues to address first, helping to apply for that pesky permit, providing resources or training, or even helping you set up a monitoring system to track progress, a good consultant can make the difference between meaningful improvements and just checking boxes.

10. Treating the Audit as a One-Time Thing

An audit isn’t a “set it and forget it” deal. It’s part of an ongoing process to keep your business in top shape. Environmental compliance and sustainability require continuous effort, and making regular audits a habit is essential to staying ahead of the curve. Each audit provides an opportunity to catch potential issues early, adapt to new regulations, and ensure your operations align with best practices. Treating audits as a routine part of your business strategy helps you maintain a proactive stance, preventing small problems from escalating into major setbacks.

Having a trusted consultant by your side can transform the audit process from a daunting task into a powerful tool for continuous improvement. With their expertise, each audit becomes less about simply ticking boxes and more about driving strategic enhancements. Regular audits, guided by a knowledgeable consultant, offer the chance to refine your operations, boost your environmental performance, and secure your business’s long-term success. Instead of seeing audits as an obligation, you can view them as a key part of your strategy to stay resilient and competitive in a rapidly changing regulatory landscape.

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Wrapping Up: Turning Your Audit Into Action!

Dodging these common mistakes will make your environmental audit a breeze and keep your business on the right side of compliance. Remember, the real goal is to find ways to improve, not just pass the test.

And let’s not forget the secret weapon: hiring a qualified environmental consultant. They bring the know-how and experience to turn your audit from a daunting task into a powerful tool for success. Stay prepared, stay proactive, and watch your business thrive with every audit.

If you’re looking for expert guidance to elevate your environmental program, contact us at RMA—our experienced auditors are here to help you navigate the complexities and achieve your sustainability goals.

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